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Compliance Philosophy
The regulatory environment today demands awareness of requirements, but more importantly, disclosure.
At WRP, our compliance department works to promote and ensure compliance without inhibiting or slowing down your business. We strive to balance requirements with policies that are flexible and provide freedom which then creates time for our associates to develop and service their business.
Our firm element "continuing education requirement" is provided within our semi-annual marketing meetings as well as within our annual conference each year. WRP has always taken the opportunity to incorporate compliance, among many other meaningful topics, into our regional and annual meetings. All of our meetings are designed primarily to exchange ideas, build relationships and create awareness of the changes in our business.
We also make available an extremely efficient and flexible direct business submission program that is unparalleled within the industry.
More detailed information regarding our firm is outlined further within this site. For any additional information, you can contact us at the number below. All inquiries are held in the strictest confidence.
4407 Belmont Avenue • Youngstown, Ohio 44505-1091
(800) 589-2023
Member:
Financial Industry Regulatory Authority (FINRA) • Municipal Securities Rulemaking Board (MSRB) • Securities Investors Protection Corporation (SIPC)
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